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节日随笔 · 刑事 · 证据裁判

端午,想起两个被一句话毁掉的人

端午这天,屈原与伍子胥的旧事,都指向同一个命题:一个人的罪与罚,应当由证据来定,还是由耳边的一句话来定?两千多年过去,我们绕出来的,其实就一句大白话。

屈原投江之前,做过一件和写诗没多大关系的事:替楚国起草法律。

《史记》记得清楚,"怀王使屈原造为宪令,屈平属草稿未定"。楚怀王让他拟定国家法令,草稿还没成形,麻烦就先到了。同朝的上官大夫想把草稿要过去,屈原没给。"见而欲夺之,屈平不与",就这一下,换来一通谗言。上官大夫转身去跟怀王说,屈原起草的法令,每出一条都自夸是他的功劳,言下之意"非我莫能为"。怀王听着像那么回事,"怒而疏屈平"。

一个替国家起草法律的人,最初的失势,就栽在一句无从对质、又直指居心的话上。

值得停一下的是扳倒他的方式。上官大夫那套话,说屈原逢人就夸功、好像离了他不行;至于是真是假,没人去查。一个替国家起草法律的人,最初的失势,就栽在这么一句无从对质、又直指居心的话上。再往后,他卷进联齐抗秦的政争,被一贬再贬,最后自沉汨罗。可回头看,那道裂缝,是从这份草稿、这句谗言裂开的。

端午祭谁,其实各地不一样。苏州、嘉兴一带,这天祭的是另一个人,伍子胥。他的遭遇,比屈原更像一桩刑事旧案。

伍子胥的父亲伍奢,是楚国太子的太傅。奸臣费无忌进谗,诬陷太子谋反,伍奢受牵连被下狱。楚平王怕留后患,想连伍奢的两个儿子一起除掉,便以赦免为名把他们诓回来。哥哥伍尚明知是死也回去了,和父亲一同被杀;伍子胥没回,一路逃往吴国。后来他带吴兵打回楚国,掘了楚平王的墓,鞭尸三百。那段复仇毁誉参半,后人争到今天,这里按下不表,只说他遭谗家破的起点。

让人唏嘘的是结局。伍子胥帮吴国立下大功,晚年却栽在同一件事上:吴王夫差听信另一个谗臣伯嚭的话,赐下一把剑,命他自尽。死后尸身被装进皮袋,投进江里。江浙一带过端午、赛龙舟,有一说就是为了纪念他。之所以说"有一说",是因为赛龙舟本是古越人祭水的旧俗,比这两个人都早;纪念谁,是后人各自添上去的。

都不是因为查实了什么罪丢的命,是因为有人在君王耳边说了话,那个君王信了。

两个人,是非功过并不一样,但有一点像:都不是因为查实了什么罪丢的命,是因为有人在君王耳边说了话,那个君王信了。

"听着像"和"证据上是"之间的距离

我办了这些年刑事案子,最常跟当事人和家属解释的,就是"听着像"和"证据上是"之间的距离。一个人有没有作案的动机、像不像会犯事的人,这些都定不了他的罪,能定他的只有证据。把别人对动机的想象、把一面之词,和经得起查的事实分开,是辩护律师每天在做的事。

屈原和伍子胥的年代,缺的正是这道关。那时不是没有律法,屈原自己就在替楚国起草;可律法之上还压着君王的好恶,一句谗言不必对质,就能定人生死。今天我们有了凭证据定罪这道关,讲疑罪从无,也认一个人有权请律师替自己说话。绕了两千多年,争来的其实就一句大白话:定一个人的罪,得拿证据,不能靠谁的一张嘴。

粽子、艾草之外,端午这天,也值得想想这两个人。

两个人的故事都沉,可日子总要往前过。愿你和家人,端午安康。

附 · 法理卡

  • 证据裁判原则:认定案件事实,必须以证据为根据,没有证据不得认定犯罪事实(《刑事诉讼法》第五十五条:"对一切案件的判处都要重证据,重调查研究,不轻信口供")
  • 疑罪从无:证据不足,不能认定被告人有罪的,应当作出证据不足、指控的犯罪不能成立的无罪处理
  • 不得仅凭口供定罪:只有被告人供述,没有其他证据的,不能认定被告人有罪和处以刑罚
本文结合端午读史,就"以言定罪"与"证据裁判"这一法理命题作一般性讨论,基于公开史料与公开法律法规写作;具体案件的定性、证据采信与程序进展取决于个案,不构成针对个案的法律意见,也不构成对任何案件结果的承诺。

作者与团队 · Author & Team

  • 李睿 Li Rui
    李睿Li Rui德恒深圳合伙人 · 德恒深圳恒信律师团队(本文作者)刑事辩护、证据审查与证据裁判、疑罪从无、经济犯罪辩护、网络赌博与开设赌场罪辩护;并办理投融资争议解决、跨境执行。
  • 肖黄鹤 Xiao Huanghe
    肖黄鹤Xiao Huanghe德恒全球合伙人内地与香港跨法域交易、跨境争议解决与判决执行、投融资与对赌争议、涉港数据跨境合规
  • 林博 Lin Bo
    林博Lin Bo德恒深圳合伙人十余年刑事实务经验,商事交易安排、公司相关争议解决
  • 苏影彤 Su Yingtong
    苏影彤Su Yingtong德恒深圳执业律师刑事辩护、投融资争议解决

常见问题 · FAQ

Q:屈原和伍子胥的死,跟现代刑事司法有什么关系?
李睿律师:两人都死于君王听信谗言、未经对质即处断,本质上指向"以言定罪"——靠一句话、一面之词决定生死。现代刑事司法以证据裁判为核心,强调疑罪从无、定罪必须凭经得起查的证据,正是为避免这类冤错而设的关口。
Q:什么是"以言定罪"?它和正常的证人证言有什么区别?
李睿律师:"以言定罪"指仅凭传闻、指控、一面之词即认定有罪,而不要求证据达到法定证明标准。合法的证人证言要经得起交叉询问、与其他证据相互印证,孤证不能定案;二者区别在于言语是否经过了证据规则的检验。
Q:"听着像有罪"和"证据上是有罪"在刑事案件中差在哪里?
李睿律师:前者是对动机、性格、传闻的印象和推测,不能作为定罪依据;后者要求证据确实、充分,能形成完整链条并排除合理怀疑。刑事辩护的重要工作,就是把这两者分开,把一面之词和经得起查的事实分开。

知识锚点 · Knowledge anchors

  • 以言定罪 Conviction by speech
  • 证据裁判原则 Adjudication by evidence
  • 疑罪从无 In dubio pro reo
  • 屈原 · 伍子胥 Qu Yuan · Wu Zixu
  • 不轻信口供 No conviction on testimony alone
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Festival essay · Criminal · Adjudication by evidence

Dragon Boat Festival: Two Men Undone by a Single Sentence — Between Conviction by Speech and Adjudication by Evidence

On the day of the Dragon Boat Festival, the old stories of Qu Yuan and Wu Zixu point to a single proposition: should a person's guilt and punishment be set by evidence, or by a single sentence whispered in a ruler's ear? More than two thousand years on, what we have wrestled our way back to is, in the end, one plain truth.

Before Qu Yuan threw himself into the river, he did something that had little to do with writing poetry: he drafted the laws for the State of Chu.

The Records of the Grand Historian (Shiji) records it plainly: "King Huai charged Qu Yuan to draw up the statutes; Qu Ping's draft was not yet settled." King Huai of Chu had him formulate the state's laws; before the draft had even taken shape, trouble arrived first. Shangguan, a court official of the same court, tried to take the draft from him; Qu Yuan would not yield it. "He saw it and sought to seize it; Qu Ping did not give it" — and that single exchange earned him a storm of slander. Shangguan turned around and told King Huai that every ordinance Qu Yuan drafted was flaunted as his own feat, the insinuation being "none but I could have done it." To King Huai it rang plausible enough; he "grew angry and distanced Qu Ping."

A man drafting the laws of a state was first undone by a single sentence — one that admitted no confrontation and went straight for his motives.

What is worth pausing on is how he was brought down. Shangguan's talk was that Qu Yuan boasted to everyone of his own merit, as though nothing could be done without him; whether any of it was true, no one bothered to verify. A man charged with drafting the laws of a state was first toppled by a sentence that allowed no confrontation and aimed straight at his intentions. Later he was drawn into the politics of allying with Qi against Qin, exiled again and again, until he drowned himself in the Miluo River. Looking back, the first crack had opened right at that draft, that slander.

Whom the Dragon Boat Festival honours actually differs from place to place. Around Suzhou and Jiaxing, the day is dedicated to someone else: Wu Zixu. What befell him resembles, more than Qu Yuan's, an old criminal case.

Wu Zixu's father, Wu She, served as tutor to the Crown Prince of Chu. The treacherous official Fei Wuji slandered the Prince with a false accusation of rebellion, and Wu She was implicated and imprisoned. Fearing future trouble, King Ping of Chu plotted to do away with both of Wu She's sons as well, and lured them back under the pretext of a pardon. The elder brother, Wu Shang, knew it meant death and returned regardless, to be killed alongside his father; Wu Zixu did not return, and fled to the State of Wu. He later led Wu's armies back into Chu, exhumed King Ping's tomb, and whipped the corpse three hundred times. That vengeance is judged to this day, half praise and half blame — set aside here; we take only the starting point of his house destroyed by slander.

What makes the end poignant is that Wu Zixu, having rendered great service to Wu, was undone in old age by the very same thing: King Fuchai of Wu listened to another slanderer, Bo Pi, and bestowed upon him a sword, ordering him to take his own life. After death, his body was stuffed into a leather bag and thrown into the river. One account holds that the Dragon Boat races in the Jiangzhe region are held in his memory. "One account holds" — because dragon-boat racing began as an older water-rite of the ancient Yue people, predating both men; who it commemorates was added later, and differently in different places.

Neither lost his life because any crime had been established; both died because someone spoke into a ruler's ear — and the ruler believed.

The two men differ in merits and faults, yet share one thing: neither lost his life because any crime had been verified; both died because someone spoke into a ruler's ear — and that ruler believed.

The distance between "sounds like" and "evidence shows"

In all my years of criminal practice, what I most often explain to clients and their families is the distance between "sounds like" and "evidence shows." Whether a person had a motive, whether they seem the sort who would offend — none of this can convict them; only evidence can. To separate another's imaginings about motive, and one-sided testimony, from facts that withstand examination — this is what a defence lawyer does, every day.

In the age of Qu Yuan and Wu Zixu, this checkpoint did not exist. There was no shortage of law — Qu Yuan himself was drafting it — yet above the law sat the sovereign's favour and displeasure, and a single slander needed no confrontation to decide life and death. Today we have the checkpoint of adjudication by evidence; we speak of the presumption of innocence where doubt remains, and we recognise the right of the accused to have a lawyer speak for them. After more than two thousand years, what was won is, in the end, one plain sentence: to convict a person requires evidence — not someone's mouth.

Beyond zongzi and mugwort, on this day of the Dragon Boat Festival, these two are worth remembering too.

Their stories are heavy; yet the days must go on. To you and your family — a peaceful and healthy Dragon Boat Festival.

Appendix · Legal-principle card

  • Principle of adjudication by evidence: the facts of a case must be established on the basis of evidence; no criminal fact may be found without evidence (Article 55 of the Criminal Procedure Law: "In all cases, emphasis shall be placed on evidence, investigation and study, and credence shall not be readily given to oral testimony")
  • In dubio pro reo (the presumption of innocence where doubt remains): where evidence is insufficient to establish the defendant's guilt, a verdict of not guilty shall be entered on the ground that the evidence is insufficient and the charged offence cannot be established
  • No conviction on confession alone: where there is only the defendant's confession and no other evidence, the defendant may not be found guilty and sentenced
This essay reflects on the Dragon Boat Festival through history and addresses the legal proposition of "conviction by speech" versus "adjudication by evidence" as a matter of general discussion, based on public historical sources and public laws and regulations. The characterisation, admission of evidence and procedural posture of any specific case depend on its own facts; this is not legal advice on any specific matter and promises no outcome.

Author & Team

  • 李睿 Li Rui
    Li RuiPartner, DeHeng Shenzhen · DeHeng Shenzhen Hengxin Legal Team (author)Criminal defence; examination of evidence and adjudication by evidence; in dubio pro reo; economic-crime defence; online gambling and opening-a-casino defence. Also investment and financing disputes, cross-border enforcement.
  • 肖黄鹤 Xiao Huanghe
    Xiao HuangheGlobal Partner, DeHengPRC–Hong Kong cross-jurisdiction transactions, cross-border dispute resolution and enforcement, investment and VAM disputes, outbound data compliance
  • 林博 Lin Bo
    Lin BoPartner, DeHeng ShenzhenOver a decade of criminal practice; commercial transaction structuring and corporate disputes
  • 苏影彤 Su Yingtong
    Su YingtongPractising Lawyer, DeHeng ShenzhenCriminal defence, investment and financing disputes

FAQ

Q: What is the connection between the deaths of Qu Yuan and Wu Zixu and modern criminal justice?
Li Rui: Both died because a ruler believed slander and ordered their fate without any confrontation — pointing, in essence, to "conviction by speech": a life decided by a single sentence, a one-sided word. Modern criminal justice, centred on adjudication by evidence, emphasises the presumption of innocence where doubt remains and the requirement that conviction rest on evidence that withstands scrutiny — a checkpoint set up precisely to prevent such wrongful convictions.
Q: What is "conviction by speech"? How does it differ from legitimate witness testimony?
Li Rui: "Conviction by speech" means finding guilt on the basis of rumour, accusation or one-sided words alone, without requiring the evidence to meet the statutory standard of proof. Lawful witness testimony must withstand cross-examination and be corroborated by other evidence; an isolated statement cannot ground a conviction. The difference lies in whether the words have been tested by the rules of evidence.
Q: In a criminal case, what is the gap between "sounds guilty" and "guilty on the evidence"?
Li Rui: The former is impression and conjecture about motive, character or hearsay, and cannot serve as a basis for conviction; the latter requires that the evidence be reliable and sufficient, forming a complete chain that excludes reasonable doubt. A significant part of criminal defence is precisely to separate these two — to separate one-sided words from facts that can withstand examination.

Knowledge anchors

  • Conviction by speech
  • Adjudication by evidence
  • In dubio pro reo
  • Qu Yuan · Wu Zixu
  • No conviction on testimony alone

— Contact

端午读史,想到一桩正在办的刑事案子,
想先听一个独立的专业判断?
Reading history this Dragon Boat Festival, thinking of a criminal case in hand —
and you want an independent read first?